Module I· Pensions AccountingIntermediate
Question

What are plan assets, and how are they valued?

Answer

Plan assets are assets held in a legally separate pension trust or pension fund and reserved to satisfy pension claims.

  • Legally separate from the employer's assets, often through a contractual trust arrangement.
  • Usable only for pension obligations.
  • Protected from insolvency.

Fair value at the balance-sheet date. Typical allocation:

  • Bonds: 40-60%
  • Equities: 25-40%
  • Real estate: 5-15%
  • Alternative investments, such as hedge funds or private equity: 5-15%
Deep diveShow more details

```
Net pension liability = DBO - plan assets
```

  • If plan assets > DBO, the plan is overfunded and may create a pension asset, but IAS 19 applies an asset ceiling based on economic benefit.
  • If plan assets < DBO, the plan is underfunded and creates a liability. This is common for many DB plans.

Liability-driven investment (LDI) means the plan-asset mix is designed to match the DBO's duration and sensitivities.

Funding status, plan assets / DBO, is a health indicator. Less than 70% can signal distress, 70-90% is a normal range for many DB plans, and >95% is strong. In DD, track the 5-year funding trend as a capital-demand indicator.