Module IV· InterestIntermediate
Question

What is cash conversion on a mezzanine investment for the lender?

Answer

Cash conversion ratio on mezz = cash coupon / total yield. It measures how much of the return comes as ongoing cash versus compounding / an equity kicker.

Deep diveShow more details

Mezzanine $100m, 8% cash + 5% PIK + 1% equity kicker = 14% total yield.

ComponentAnnual yieldCash component
Cash coupon8%8% (full cash)
PIK5%0% (compounding)
Equity kicker1% (estimated)0% (exit-only)
Total14%8% cash
Cash conversion--8/14 = 57%
  • Low cash conversion (50-60%) = higher liquidity risk, more yield concentrated at exit
  • High cash conversion (80%+) = the lender needs cash flow for investor distributions
  • Mezzanine funds typically prefer 50-70% cash conversion — a balance between yield and liquidity

Question: "Why does the lender take PIK instead of 100% cash?"
Answer: "PIK is more cash-flow-friendly for the sponsor, which gives the mezz lender less distress exposure. As a compromise: mezz accepts 50-60% cash conversion in exchange for a premium on total yield"