Module IV· Debt TranchesBasic
Question

What does 'PIK' mean and when is it used on debt?

Answer

PIK = Payment-in-Kind. Instead of a cash coupon, the interest amount is capitalized as additional debt.

$100m mezz, 5% PIK:

  • Year 1: 100 × 1.05 = 105
  • Year 2: 105 × 1.05 = 110.25
Debt typeTypical PIK share
Mezzanine3-5% PIK + 8-10% Cash
Holdco PIK Notes100% PIK (12-15%)
Shareholder Loan100% PIK (8-12%)
Senior TLusually 0% (exception: PIK Toggle)

'When PIK instead of cash?' → in Years 1-2 with tight cash flow, or on mezz where cash must be reserved for senior. Trade-off: higher total yield against lower cash pressure. Mind the interest deductibility limit (~30% of EBITDA in most jurisdictions).